FFIEC COMPLIANCE
Reimagine Financial Security with Frictionless FFIEC Compliance
The FFIEC outlines rigorous security and access control expectations for financial institutions. Specifically, emphasizing the importance of strong authentication, continuous risk management, endpoint security, and auditable access practices.
GateKeeper makes meeting FFIEC requirements effortless. With passwordless authentication, automated access controls, and real-time endpoint protection, GateKeeper ensures that only verified users can access regulated systems. Proximity lock and unlock of workstations, comprehensive audit logs support examiner reviews, and proximity-based authentication with continuous monitoring strengthens security while reducing operational friction.
"Halberd is a Bluetooth proximity–based, access-control device that permits the user to their computer and have it automatically lock as they depart. Upon their return, Halberd restores the screen — all with no pins and passwords. The device saves computer security from breach as soon as a user leaves the immediate area as well as saves any lost work time logging on and off computers. Personal security is also greatly enhanced by the automatic lock and unlock capability based on proximity. Industries such as medicine, law, security, transportation and logistics will get a competitive advantage, as their competitors waste time, manpower and put themselves at potential of serious and costly data breach."
Correctional News
CENTRALIZED ACCESS CONTROL
Manage MFA rules, lock policies, and user permissions from a single hub to ensure consistent access control across teller stations, branches, and remote staff. In short, full control.
REAL-TIME INCIDENT RESPONSE
Instant credential revocation, live access events, and automated workstation locking help teams respond quickly to suspicious activity in line with FFIEC expectations.
COMPREHENSIVE AUDIT & REPORTING
GateKeeper records every login, lock event, and authentication attempt, providing a complete audit trail for FFIEC examinations, fraud investigations, and internal monitoring.
PRESENCE-BASED AUTHENTICATION
GateKeeper proximity tokens, user presence detection, and PIN to deliver strong MFA without slowing frontline banking operations. Thus supporting FFIEC guidance for layered authentication.
2FA for banks and credit unions. In short, bank-grade authentication.
GateKeeper Enterprise FFIEC Compliance Summary
The FFIEC framework sets a unified baseline for security, access control, and operational resilience across banks, credit unions, fintechs, and other financial organizations. Accordingly, GateKeeper helps institutions meet these expectations with passwordless authentication, automated access enforcement, and continuous endpoint verification. This strengthens identity assurance, reduces risk, and supports secure, compliant operations across systems and third-party environments.
| FFIEC Domain | FFIEC Requirements | GateKeeper Solution |
|---|---|---|
| 1. Cyber Risk Management & Oversight | Institutions must maintain governance and oversight of cybersecurity risk, defining accountability and roles for access management. | GateKeeper enforces individual user accountability through proximity tokens + PINs, ensuring every access event is uniquely tied to a verified user. Administrators can centrally manage policies and monitor compliance through the Hub. |
| 2. Threat Intelligence & Collaboration | Organizations must identify, assess, and respond to potential cyber threats and share relevant threat information internally. | GateKeeper logs all user activity, which can be integrated with SIEM systems for monitoring and reporting. Audit data enhances visibility and supports proactive threat analysis and collaboration across departments. |
| 3. Cybersecurity Controls | Institutions must implement layered security controls—such as strong authentication, endpoint protection, and data safeguards—to prevent unauthorized access. | GateKeeper provides MFA using proximity tokens + PIN, auto-locks unattended computers, manages passwords securely, and integrates with Active Directory for centralized security control. This satisfies access control, data protection, and secure configuration guidelines. |
| 4. External Dependency Management | Institutions must oversee third-party vendors and external service providers to ensure security controls meet FFIEC standards. | GateKeeper offers both on-premises and cloud deployment options with secure communication between all components. GateKeeper never has access to organizational data or credentials. Both the client and hub applications use end-to-end encryption and device-level authentication to protect information. Organizations can document access boundaries, vendor dependencies, and use GateKeeper logs as evidence of third-party compliance control. |
| 5. Cyber Incident Management & Resilience | Financial institutions must have plans for detecting, responding to, and recovering from cybersecurity incidents. | GateKeeper enables immediate workstation lockdown upon token removal or user departure, preventing data exposure during incidents. Authentication operates entirely offline, ensuring continued protection even if internet access is disabled during a cyber incident. For on-premises deployments, GateKeeper Hub provides automated daily backups to maintain data integrity and support recovery. Detailed audit logs assist in forensic analysis and incident investigations. |
Finally, see GateKeeper Enterprise advanced MFA in action.
Take a self-guided tour of how you can evolve from passwords. Then you're really saving time with automation.
Enterprise 2FA with tap and go login plus an integrated password manager. One key for all your passwords. Experience fully automated login and security. For example, faster MFA, auto-OTP, password manager, and worry-free workflow with proximity-based privileged access management for Windows 11, 10, 8, 7, VPNs, websites, and desktop applications including MES, EHR, CAD/RMS, and more. Overall, a massive upgrade to security and efficiency.
